-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JiB8wBb9woZV0PQslY5yurzKHQOjtQutZBvNVRilyBonLHp/SxZ1ZUUi/3odnJYs Dqbp5OVoFjnAZKH9AzqxNg== 0000900996-03-000003.txt : 20030103 0000900996-03-000003.hdr.sgml : 20030103 20030103123813 ACCESSION NUMBER: 0000900996-03-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY WEST INC CENTRAL INDEX KEY: 0000043350 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 810141785 STATE OF INCORPORATION: MT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38350 FILM NUMBER: 03502217 BUSINESS ADDRESS: STREET 1: 1 FIRST AVE SOUTH STREET 2: PO BOX 2229 CITY: GREAT FALLS STATE: MT ZIP: 59401 BUSINESS PHONE: 4067917500 MAIL ADDRESS: STREET 1: ENERGY WEST INC STREET 2: 1 FIRST AVE SOUTH PO BOX 2229 CITY: GREAT FALLS STATE: MT ZIP: 59401 FORMER COMPANY: FORMER CONFORMED NAME: GREAT FALLS GAS CO DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAVIDSON IAN B CENTRAL INDEX KEY: 0000900996 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401 BUSINESS PHONE: 4067274200 MAIL ADDRESS: STREET 1: 8 THIRD STREET NORTH CITY: GREAT FALLS STATE: MT ZIP: 59401 SC 13G/A 1 ibda3ga.txt IAN DAVIDSON 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13GA Under the Securities Exchange Act of 1934 (Amendment No. 1)* Energy West Incorporated - --------------------------------------------------------------- (Name of Issuer) Common Stock - --------------------------------------------------------------- (Title of Class of Securities) 390 406 106 - --------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing of this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS IRS INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ian Bruce Davidson - -------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ](b)[X] - -------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States Of America - -------------------------------------------------------------- 5. SOLE VOTING POWER N/A - ---------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 6. SHARES VOTING POWER 340,156 - ---------------------------------------------- 7. SOLE DISPOSITIVE POWER 340,156 - ---------------------------------------------- 8. SHARED DISPOSITIVE POWER 340,156 - ---------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 340,156 - --------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN THE ROW (9) EXCLUDES [X] CERTAIN SHARES Ian Davidson and Nancy Davidson (reporting person's wife) jointly own 340,156 shares of Energy West Incorporated, such number being 13% of the total outstanding shares. Mr. and Mrs. Davidson own these shares as joint tenants with rights of survivorship. Mr. Davidson is the Chairman of D.A. Davidson & Co., a broker/dealer. D.A. Davidson & Co. is short 100 shares of Energy West Incorporated. The D.A. Davidson & Co. ownership position in these shares is solely through its capacity as a market maker. Mr. Davidson disclaims beneficial ownership of the shares owned by D.A. Davidson & Co. Mr. Davidson's three adult children each own Energy West Incorporated stock. Mr. Davidson's nine grandchildren have beneficial interests in trusts that own Energy West Incorporated stock. Mr. Davidson disclaims beneficial ownership of the shares owned by his children, and by his grandchildren's trusts. - --------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13% based upon 2,588,637 shares outstanding as of December 26, 2002 (See Item 4) - --------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN - --------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT ITEM 1. (a) NAME OF ISSUER Energy West Incorporated (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 1 First Avenue South Great Falls MT 59401 ITEM 2. (a) NAME OF PERSON FILING Ian Bruce Davidson (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE D.A. Davidson & Co. 8 Third Street North Great Falls MT 59401 (c) CITIZENSHIP United States of America (d) TITLE OF CLASS OF SECURITIES Common Stock (e) CUSIP NUMBER 390 406 106 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a) (6) of the Act (c) [ ] Insurance Company as defined in section 3(a) (19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Advisor registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b) (1) (ii) (H) Not Applicable (g) [ ] Parent Holding Company, in accordance with Section 240.13d-1(b) (ii) (G) (Note: See Item 7) (h) [ ] Group, in accordance with Section 240.13d-1(b) (1) (ii) (H) Not Applicable ITEM 4. OWNERSHIP If the percent of the class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1(b) (2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) AMOUNT BENEFICIALLY OWNED 340,156 shares of common stock (b) PERCENT OF CLASS 13% (C) NUMBERS OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE N/A (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE 340,156 (iii)SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 340,156 (iv) SHARES POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 340,156 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefits plan, pension fund or endowment fund is not required. N/A ITEM 7. INDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b) (ii) (G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identification of the relevant subsidiary. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP If a group has filed this schedule pursuant to Rule 13d-1(b) (ii) (H), so indicate under Item 3(h) and attach and exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c), attach an exhibit stating the identity of each member of the group. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. N/A ITEM 10. CERTIFICATION The following certificate shall be included if the statement is filed pursuant to Rule 13d-1(b): BY SIGNING BELOW, I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Ian B. Davidson January 3, 2003 -----END PRIVACY-ENHANCED MESSAGE-----